Troubleshooting Performance Problems in SQL Server 2005

Published: October 1, 2005
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Writers: Sunil Agarwal, Boris Baryshnikov, Tom Davidson, Keith Elmore, Denzil Ribeiro, Juergen Thomas

Applies To: SQL Server 2005

Summary: It is not uncommon to experience the occasional slow down of a SQL Server database. A poorly designed database or a system that is improperly configured for the workload are but several of many possible causes of this type of performance problem. Administrators need to proactively prevent or minimize problems and, when they occur, diagnose the cause and take corrective actions to fix the problem. This paper provides step-by-step guidelines for diagnosing and troubleshooting common performance problems by using publicly available tools such as SQL Server Profiler, System Monitor, and the new Dynamic Management Views in SQL Server 2005.

On This Page
IntroductionIntroduction
GoalsGoals
MethodologyMethodology
Resource BottlenecksResource Bottlenecks
CPU BottlenecksCPU Bottlenecks
Memory BottlenecksMemory Bottlenecks
I/O BottlenecksI/O Bottlenecks
TempdbTempdb
Slow-Running QueriesSlow-Running Queries
ConclusionConclusion
Appendix A: DBCC MEMORYSTATUS Description Appendix A: DBCC MEMORYSTATUS Description
Appendix B: Blocking ScriptsAppendix B: Blocking Scripts

Introduction

Many customers can experience an occasional slow down of their SQL Server database. The reasons can range from a poorly designed database to a system that is improperly configured for the workload. As an administrator, you want to proactively prevent or minimize problems and, when they occur, diagnose the cause and, when possible, take corrective actions to fix the problem. This white paper limits its scope to the problems commonly seen by Customer Support Services (CSS or PSS) at Microsoft® Corporation since an exhaustive analysis of all possible problems is not feasible. We provide step-by-step guidelines for diagnosing and troubleshooting common performance problems by using publicly available tools such as SQL Server Profiler, System Monitor (Perfmon), and the new Dynamic Management Views in Microsoft SQL Server™ 2005.

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Goals

The primary goal of this paper is to provide a general methodology for diagnosing and troubleshooting SQL Server performance problems in common customer scenarios by using publicly available tools.

SQL Server 2005 has made great strides in supportability. The kernel layer (SQL-OS) has been re-architected and internal structures and statistical data are exposed as relational rowsets through dynamic management views (DMVs). SQL Server 2000 exposes some of this information though system tables such as sysprocesses, but sometimes you need to generate a physical dump of the SQL Server process memory to extract relevant information from internal structures. There are two main issues with this. First, customers cannot always provide the physical dump due to the size of the dump and the time it takes to create it. Second, it can take longer to diagnose the problem because the files must generally be transmitted to Microsoft Corporation for analysis.

This brings us to the secondary goal of this paper, which is to showcase DMVs. DMVs can expedite the diagnosis process by eliminating the need to generate and analyze physical dumps in most cases. This paper provides, when possible, a side-by-side comparison of troubleshooting the same problem in SQL Server 2000 and in SQL Server 2005. DMVs provide a simplified and familiar relational interface for getting critical system information. This information can be used for monitoring purposes to alert administrators to any potential problems. Or, the information can be polled and collected periodically for detailed analysis later.

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Methodology

There can be many reasons for a slowdown in SQL Server. We use the following three key symptoms to start diagnosing problems.

Resource bottlenecks: CPU, memory, and I/O bottlenecks are covered in this paper. We do not consider network issues. For each resource bottleneck, we describe how to identify the problem and then iterate through the possible causes. For example, a memory bottleneck can lead to excessive paging that ultimately impacts performance.

Tempdb bottlenecks: Since there is only one tempdb for each SQL Server instance, this can be a performance and a disk space bottleneck. A misbehaving application can overload tempdb both in terms of excessive DDL/DML operations and in space. This can cause unrelated applications running on the server to slow down or fail.

A slow running user query: The performance of an existing query may regress or a new query may appear to be taking longer than expected. There can be many reasons for this. For example:

Changes in statistical information can lead to a poor query plan for an existing query.

Missing indexes can force table scans and slow down the query.

An application can slow down due to blocking even if resource utilization is normal.

Excessive blocking, for example, can be due to poor application or schema design or choosing an improper isolation level for the transaction.

The causes of these symptoms are not necessarily independent of each other. The poor choice of a query plan can tax system resources and cause an overall slowdown of the workload. So, if a large table is missing a useful index, or the query optimizer decides not to use it, this not only causes the query to slow down but it also puts heavy pressure on the I/O subsystem to read the unnecessary data pages and on the memory (buffer pool) to store these pages in the cache. Similarly, excessive recompilation of a frequently running query can put pressure on the CPU.

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Resource Bottlenecks

The next sections of this paper discuss the CPU, memory, and I/O subsystem resources and how these can become bottlenecks. (Network issues are outside of the scope of this paper.) For each resource bottleneck, we describe how to identify the problem and then iterate through the possible causes. For example, a memory bottleneck can lead to excessive paging, which can ultimately impact performance.

Before you can determine if you have a resource bottleneck, you need to know how resources are used under normal circumstances. You can use the methods outlined in this paper to collect baseline information about the use of the resource (when you are not having performance problems).

You might find that the problem is a resource that is running near capacity and that SQL Server cannot support the workload in its current configuration. To address this issue, you may need to add more processing power, memory, or increase the bandwidth of your I/O or network channel. But, before you take that step, it is useful to understand some common causes of resource bottlenecks. There are solutions that do not require adding additional resources as, for example, reconfiguration.

Tools for resolving resource bottlenecks

One or more of the following tools are used to resolve a particular resource bottleneck.

System Monitor (PerfMon): This tool is available as part of Windows. For more information, please see the System Monitor documentation.

SQL Server Profiler: See SQL Server Profiler in the Performance Tools group in the SQL Server 2005 program group.

DBCC commands: See SQL Server Books Online and Appendix A for details.

DMVs: See SQL Server Books Online for details.

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CPU Bottlenecks

A CPU bottleneck that happens suddenly and unexpectedly, without additional load on the server, is commonly caused by a nonoptimal query plan, a poor configuration, or design factors, and not insufficient hardware resources. Before rushing out to buy faster and/or more processors, you should first identify the largest consumers of CPU bandwidth and see if they can be tuned.

System Monitor is generally the best means to determine if the server is CPU bound. You should look to see if the Processor:% Processor Time counter is high; values in excess of 80% processor time per CPU are generally deemed to be a bottleneck. You can also monitor the SQL Server schedulers using the sys.dm_os_schedulers view to see if the number of runnable tasks is typically nonzero. A nonzero value indicates that tasks have to wait for their time slice to run; high values for this counter are a symptom of a CPU bottleneck. You can use the following query to list all the schedulers and look at the number of runnable tasks.

select  
    scheduler_id, 
    current_tasks_count, 
    runnable_tasks_count 
from  
    sys.dm_os_schedulers 
where  
    scheduler_id < 255

The following query gives you a high-level view of which currently cached batches or procedures are using the most CPU. The query aggregates the CPU consumed by all statements with the same plan__handle (meaning that they are part of the same batch or procedure). If a given plan_handle has more than one statement, you may have to drill in further to find the specific query that is the largest contributor to the overall CPU usage.

select top 50  
    sum(qs.total_worker_time) as total_cpu_time,  
    sum(qs.execution_count) as total_execution_count, 
    count(*) as  number_of_statements,  
    qs.plan_handle  
from  
    sys.dm_exec_query_stats qs 
group by qs.plan_handle 
order by sum(qs.total_worker_time) desc

The remainder of this section discusses some common CPU-intensive operations that can occur with SQL Server, as well as efficient methods to detect and resolve these problems.

Excessive compilation and recompilation

When a batch or remote procedure call (RPC) is submitted to SQL Server, before it begins executing the server checks for the validity and correctness of the query plan. If one of these checks fails, the batch may have to be compiled again to produce a different query plan. Such compilations are known as recompilations. These recompilations are generally necessary to ensure correctness and are often performed when the server determines that there could be a more optimal query plan due to changes in underlying data. Compilations by nature are CPU intensive and hence excessive recompilations could result in a CPU-bound performance problem on the system.

In SQL Server 2000, when SQL Server recompiles a stored procedure, the entire stored procedure is recompiled, not just the statement that triggered the recompile. SQL Server 2005 introduces statement-level recompilation of stored procedures. When SQL Server 2005 recompiles stored procedures, only the statement that caused the recompilation is compiled—not the entire procedure. This uses less CPU bandwidth and results in less contention on lock resources such as COMPILE locks. Recompilation can happen due to various reasons, such as:

Schema changed

Statistics changed

Deferred compile

SET option changed

Temporary table changed

Stored procedure created with the RECOMPILE query hint or which uses OPTION (RECOMPILE)

Detection

You can use System Monitor (PerfMon) or SQL Trace (SQL Server Profiler) to detect excessive compiles and recompiles.

System Monitor (Perfmon)

The SQL Statistics object provides counters to monitor compilation and the type of requests that are sent to an instance of SQL Server. You must monitor the number of query compilations and recompilations in conjunction with the number of batches received to find out if the compiles are contributing to high CPU use. Ideally, the ratio of SQL Recompilations/sec to Batch Requests/sec should be very low unless users are submitting ad hoc queries.

The key data counters to look are as follows.

SQL Server: SQL Statistics: Batch Requests/sec

SQL Server: SQL Statistics: SQL Compilations/sec

SQL Server: SQL Statistics: SQL Recompilations/sec

For more information, see “SQL Statistics Object” in SQL Server Books Online.

SQL Trace

If the PerfMon counters indicate a high number of recompiles, the recompiles could be contributing to the high CPU consumed by SQL Server. We would then need to look at the profiler trace to find the stored procedures that were being recompiled. The SQL Server Profiler trace gives us that information along with the reason for the recompilation. You can use the following events to get this information.

SP:Recompile / SQL:StmtRecompile. The SP:Recompile and the SQL:StmtRecompile event classes indicate which stored procedures and statements have been recompiled. When you compile a stored procedure, one event is generated for the stored procedure and one for each statement that is compiled. However, when a stored procedure recompiles, only the statement that caused the recompilation is recompiled (not the entire stored procedure as in SQL Server 2000). Some of the more important data columns for the SP:Recompile event class are listed below. The EventSubClass data column in particular is important for determining the reason for the recompile. SP:Recompile is triggered once for the procedure or trigger that is recompiled and is not fired for an ad hoc batch that could likely be recompiled. In SQL Server 2005, it is more useful to monitor SQL:StmtRecompiles as this event class is fired when any type of batch, ad hoc, stored procedure, or trigger is recompiled.

The key data columns we look at in these events are as follows.

EventClass

EventSubClass

ObjectID (represents stored procedure that contains this statement)

SPID

StartTime

SqlHandle

TextData

For more information, see “SQL:StmtRecompile Event Class” in SQL Server Books Online.

If you have a trace file saved, you can use the following query to see all the recompile events that were captured in the trace.

select  
    spid, 
    StartTime, 
    Textdata, 
    EventSubclass, 
    ObjectID, 
    DatabaseID, 
    SQLHandle  
from  
    fn_trace_gettable ( 'e:\recompiletrace.trc' , 1) 
where  
    EventClass in(37,75,166)

EventClass  37 = Sp:Recompile, 75 = CursorRecompile, 166=SQL:StmtRecompile

You could further group the results from this query by the SqlHandle and ObjectID columns, or by various other columns, in order to see if most of the recompiles are attributed by one stored procedure or are due to some other reason (such as a SET option that has changed).

Showplan XML For Query Compile. The Showplan XML For Query Compile event class occurs when Microsoft SQL Server compiles or recompiles a SQL statement. This event has information about the statement that is being compiled or recompiled. This information includes the query plan and the object ID of the procedure in question. Capturing this event has significant performance overhead, as it is captured for each compilation or recompilation. If you see a high value for the SQL Compilations/sec counter in System Monitor, you should monitor this event. With this information, you can see which statements are frequently recompiled. You can use this information to change the parameters of those statements. This should reduce the number of recompiles.

DMVs. When you use the sys.dm_exec_query_optimizer_info DMV, you can get a good idea of the time SQL Server spends optimizing. If you take two snapshots of this DMV, you can get a good feel for the time that is spent optimizing in the given time period.

select *  
from sys.dm_exec_query_optimizer_info 
 
counter          occurrence           value                 
---------------- -------------------- ---------------------  
optimizations    81                   1.0 
elapsed time     81                   6.4547820702944486E-2

In particular, look at the elapsed time, which is the time elapsed due to optimizations. Since the elapsed time during optimization is generally close to the CPU time that is used for the optimization (since the optimization process is very CPU bound), you can get a good measure of the extent to which the compile time is contributing to the high CPU use.

Another DMV that is useful for capturing this information is sys.dm_exec_query_stats.

The data columns that you want to look at are as follows. :

Sql_handle

Total worker time

Plan generation number

Statement Start Offset

For more information, see the SQL Server Books Online topic on sys.dm_exec_query_stats.

In particular, plan_generation_num indicates the number of times the query has recompiled. The following sample query gives you the top 25 stored procedures that have been recompiled.

select *  
from sys.dm_exec_query_optimizer_info 
 
select top 25 
    sql_text.text, 
    sql_handle, 
    plan_generation_num, 
    execution_count, 
    dbid, 
    objectid  
from  
    sys.dm_exec_query_stats a 
    cross apply sys.dm_exec_sql_text(sql_handle) as sql_text 
where  
    plan_generation_num >1 
order by plan_generation_num desc

For additional information, see Batch Compilation, Recompilation, and Plan Caching Issues in SQL Server 2005 (http://www.microsoft.com/technet/prodtechnol/sql/2005/recomp.mspx) on Microsoft TechNet.

Resolution

If you have detected excessive compilation/recompilation, consider the following options.

If the recompile occurred because a SET option changed, use SQL Server Profiler to determine which SET option changed. Avoid changing SET options within stored procedures. It is better to set them at the connection level. Ensure that SET options are not changed during the lifetime of the connection.

Recompilation thresholds for temporary tables are lower than for normal tables. If the recompiles on a temporary table are due to statistics changes, you can change the temporary tables to table variables. A change in the cardinality of a table variable does not cause a recompilation. The drawback of this approach is that the query optimizer does not keep track of a table variable’s cardinality because statistics are not created or maintained on table variables. This can result in nonoptimal query plans. You can test the different options and choose the best one.

Another option is to use the KEEP PLAN query hint. This sets the threshold of temporary tables to be the same as that of permanent tables. The EventSubclass column indicates that “Statistics Changed” for an operation on a temporary table.

To avoid recompilations that are due to changes in statistics (for example, when the plan becomes suboptimal due to change in the data statistics), specify the KEEPFIXED PLAN query hint. With this option in effect, recompilations can only happen because of correctness-related reasons (for example, when the underlying table structure has changed and the plan no longer applies) and not due to statistics. An example might be when a recompilation occurs if the schema of a table that is referenced by a statement changes, or if a table is marked with the sp_recompile stored procedure.

Turning off the automatic updates of statistics for indexes and statistics that are defined on a table or indexed view prevents recompiles that are due to statistics changes on that object. Note, however, that turning off the “auto-stats” feature by using this method is usually not a good idea. This is because the query optimizer is no longer sensitive to data changes in those objects and suboptimal query plans might result. Use this method only as a last resort after exhausting all other alternatives.

Batches should have qualified object names (for example, dbo.Table1) to avoid recompilation and to avoid ambiguity between objects.

To avoid recompiles that are due to deferred compiles, do not interleave DML and DDL or create the DDL from conditional constructs such as IF statements.

Run Database Engine Tuning Advisor (DTA) to see if any indexing changes improve the compile time and the execution time of the query.

Check to see if the stored procedure was created with the WITH RECOMPILE option or if the RECOMPILE query hint was used. If a procedure was created with the WITH RECOMPILE option, in SQL Server 2005, we may be able to take advantage of the statement level RECOMPILE hint if a particular statement within that procedure needs to be recompiled. This would avoid the necessity of recompiling the whole procedure each time it executes, while at the same time allowing the individual statement to be compiled. For more information on the RECOMPILE hint, see SQL Server Books Online.

Inefficient query plan

When generating an execution plan for a query, the SQL Server optimizer attempts to choose a plan that provides the fastest response time for that query. Note that the fastest response time doesn’t necessarily mean minimizing the amount of I/O that is used, nor does it necessarily mean using the least amount of CPU—it is a balance of the various resources.

Certain types of operators are more CPU intensive than others. By their nature, the Hash operator and Sort operator scan through their respective input data. With read ahead (prefetch) being used during such a scan, the pages are almost always available in the buffer cache before the page is needed by the operator. Thus, waits for physical I/O are minimized or eliminated. When these types of operations are no longer constrained by physical I/O, they tend to manifest themselves by high CPU consumption. By contrast, nested loop joins have many index lookups and can quickly become I/O bound if the index lookups are traversing to many different parts of the table so that the pages can’t fit into the buffer cache.

The most significant input the optimizer uses in evaluating the cost of various alternative query plans is the cardinality estimates for each operator, which you can see in the Showplan (EstimateRows and EstimateExecutions attributes). Without accurate cardinality estimates, the primary input used in optimization is flawed, and many times so is the final plan.

For an excellent white paper that describes in detail how the SQL Server optimizer uses statistics, see Statistics Used by the Query Optimizer in Microsoft SQL Server 2005 (http://www.microsoft.com/technet/prodtechnol/sql/2005/qrystats.mspx). The white paper discusses how the optimizer uses statistics, best practices for maintaining up-to-date statistics, and some common query design issues that can prevent accurate estimate cardinality and thus cause inefficient query plans.

Detection

Inefficient query plans are usually detected comparatively. An inefficient query plan may cause increased CPU consumption.

The query against sys.dm_exec_query_stats is an efficient way to determine which query is using the most cumulative CPU.

select  
    highest_cpu_queries.plan_handle,  
    highest_cpu_queries.total_worker_time, 
    q.dbid, 
    q.objectid, 
    q.number, 
    q.encrypted, 
    q.[text] 
from  
    (select top 50  
        qs.plan_handle,  
        qs.total_worker_time 
    from  
        sys.dm_exec_query_stats qs 
    order by qs.total_worker_time desc) as highest_cpu_queries 
    cross apply sys.dm_exec_sql_text(plan_handle) as q 
order by highest_cpu_queries.total_worker_time desc

Alternatively, query against sys.dm_exec_cached_plans by using filters for various operators that may be CPU intensive, such as ‘%Hash Match%’, ‘%Sort%’ to look for suspects.

Resolution

Consider the following options if you have detected inefficient query plans.

Tune the query with the Database Engine Tuning Advisor to see if it produces any index recommendations.

Check for issues with bad cardinality estimates.

Are the queries written so that they use the most restrictive WHERE clause that is applicable? Unrestricted queries are resource intensive by their very nature.

Run UPDATE STATISTICS on the tables involved in the query and check to see if the problem persists.

Does the query use constructs for which the optimizer is unable to accurately estimate cardinality? Consider whether the query can be modified in a way so that the issue can be avoided.

If it is not possible to modify the schema or the query, SQL Server 2005 has a new plan guide feature that allows you to specify query hints to add to queries that match certain text. This can be done for ad hoc queries as well as inside a stored procedure. Hints such as OPTION (OPTIMIZE FOR) allow you to impact the cardinality estimates while leaving the optimizer its full array of potential plans. Other hints such as OPTION (FORCE ORDER) or OPTION (USE PLAN) allow you varying degrees of control over the query plan.

Intra-query parallelism

When generating an execution plan for a query, the SQL Server optimizer attempts to choose the plan that provides the fastest response time for that query. If the query’s cost exceeds the value specified in the cost threshold for parallelism option and parallelism has not been disabled, then the optimizer attempts to generate a plan that can be run in parallel. A parallel query plan uses multiple threads to process the query, with each thread distributed across the available CPUs and concurrently utilizing CPU time from each processor. The maximum degree of parallelism can be limited server wide using the max degree of parallelism option or on a per-query level using the OPTION (MAXDOP) hint.

The decision on the actual degree of parallelism (DOP) used for execution—a measure of how many threads will do a given operation in parallel—is deferred until execution time. Before executing the query, SQL Server  2005 determines how many schedulers are under-utilized and chooses a DOP for the query that fully utilizes the remaining schedulers. Once a DOP is chosen, the query runs with the chosen degree of parallelism until completion. A parallel query typically uses a similar but slightly higher amount of CPU time as compared to the corresponding serial execution plan, but it does so in a shorter duration of elapsed time. As long as there are no other bottlenecks, such as waits for physical I/O, parallel plans generally should use 100% of the CPU across all of the processors.

One key factor (how idle the system is) that led to running a parallel plan can change after the query starts executing. This can change, however, after the query starts executing. For example, if a query comes in during an idle time, the server may choose to run with a parallel plan and use a DOP of four and spawn up threads on four different processors. Once those threads start executing, existing connections may submit other queries that also require a lot of CPU. At that point, all the different threads will share short time slices of the available CPU, resulting in higher query duration.

Running with a parallel plan is not inherently bad and should provide the fastest response time for that query. However, the response time for a given query must be weighed against the overall throughput and responsiveness of the rest of the queries on the system. Parallel queries are generally best suited to batch processing and decision support workloads and might not be desirable in a transaction processing environment.

Detection

Intra-query parallelism problems can be detected using the following methods.

System Monitor (Perfmon)

Look at the SQL Server:SQL Statistics – Batch Requests/sec counter and see “SQL Statistics Object” in SQL Server Books Online for more information.

Because a query must have an estimated cost that exceeds the cost threshold for the parallelism configuration setting (which defaults to 5) before it is considered for a parallel plan, the more batches a server is processing per second the less likely it is that the batches are running with parallel plans. Servers that are running many parallel queries normally have small batch requests per second (for example, values less than 100).

DMVs

From a running server, you can determine whether any active requests are running in parallel for a given session by using the following query.

select  
    r.session_id, 
    r.request_id, 
    max(isnull(exec_context_id, 0)) as number_of_workers, 
    r.sql_handle, 
    r.statement_start_offset, 
    r.statement_end_offset, 
    r.plan_handle 
from  
    sys.dm_exec_requests r 
    join sys.dm_os_tasks t on r.session_id = t.session_id 
    join sys.dm_exec_sessions s on r.session_id = s.session_id 
where  
    s.is_user_process = 0x1 
group by  
    r.session_id, r.request_id,  
    r.sql_handle, r.plan_handle,  
    r.statement_start_offset, r.statement_end_offset 
having max(isnull(exec_context_id, 0)) > 0

With this information, the text of the query can easily be retrieved by using sys.dm_exec_sql_text, while the plan can be retrieved using sys.dm_exec_cached_plan.

You may also search for plans that are eligible to run in parallel. This can be done by searching the cached plans to see if a relational operator has its Parallel attribute as a nonzero value. These plans may not run in parallel, but they are eligible to do so if the system is not too busy.

-- 
-- Find query plans that may run in parallel 
-- 
select  
    p.*,  
    q.*, 
    cp.plan_handle 
from  
    sys.dm_exec_cached_plans cp 
    cross apply sys.dm_exec_query_plan(cp.plan_handle) p 
    cross apply sys.dm_exec_sql_text(cp.plan_handle) as q 
where  
    cp.cacheobjtype = 'Compiled Plan' and 
    p.query_plan.value('declare namespace  
p="http://schemas.microsoft.com/sqlserver/2004/07/showplan"; 
        max(//p:RelOp/@Parallel)', 'float') > 0

In general, the duration of a query is longer than the amount of CPU time, because some of the time was spent waiting on resources such as a lock or physical I/O. The only scenario where a query can use more CPU time than the elapsed duration is when the query runs with a parallel plan such that multiple threads are concurrently using CPU. Note that not all parallel queries will demonstrate this behavior (CPU time greater than the duration).

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

select  
    qs.sql_handle,  
    qs.statement_start_offset,  
    qs.statement_end_offset,  
    q.dbid, 
    q.objectid, 
    q.number, 
    q.encrypted, 
    q.text 
from  
    sys.dm_exec_query_stats qs 
    cross apply sys.dm_exec_sql_text(qs.plan_handle) as q 
where  
    qs.total_worker_time > qs.total_elapsed_time 
SQL Trace 
Look for the following signs of parallel queries,  
which could be either statements or batches that have 
CPU time greater than the duration. 
select  
    EventClass,  
    TextData  
from  
    ::fn_trace_gettable('c:\temp\high_cpu_trace.trc', 
default) 
where  
    EventClass in (10, 12)    -- RPC:Completed,  
SQL:BatchCompleted 
    and CPU > Duration/1000    -- CPU is in  
milliseconds, Duration in microseconds Or can be  
Showplans (un-encoded) that have Parallelism operators] 
in them 
select  
    EventClass,  
    TextData  
from  
    ::fn_trace_gettable('c:\temp\high_cpu_trace.trc', 
default) 
where  
    TextData LIKE '%Parallelism%'

Resolution

Any query that runs with a parallel plan is one that the optimizer believes is expensive enough that it would exceed the cost threshold of parallelism, which defaults to five (roughly 5-second execution time on a reference machine). Any queries identified through the methods above are candidates for further tuning.

Use the Database Engine Tuning Advisor to see if any indexing changes, changes to indexed views, or partitioning changes could reduce the cost of the query.

Check for significant differences in the actual versus the estimated cardinality since the cardinality estimates are the primary factor in estimating the cost of the query. If any significant differences are found:

If the auto create statistics database option is disabled, make sure that there are no MISSING STATS entries in the Warnings column of the Showplan output.

Try running UPDATE STATISTICS on the tables where the cardinality estimates are off.

Verify that the query doesn’t use a query construct that the optimizer can’t accurately estimate, such as multi-statement table-valued functions or CLR functions, table variables, or comparisons with a Transact-SQL variable (comparisons with a parameter are OK).

Evaluate whether the query could be written in a more efficient fashion using different Transact-SQL statements or expressions.

Poor cursor usage

Versions of SQL Server prior to SQL Server 2005 only supported a single active common per connection. A query that was executing or had results pending to send to the client was considered active. In some situations, the client application might need to read through the results and submit other queries to SQL Server based on the row just read from the result set. This could not be done with a default result set, since it could have other pending results. A common solution was to change the connection properties to use a server-side cursor.

When using a server-side cursor, the database client software (the OLE DB provider or ODBC driver) transparently encapsulates client requests inside of special extended stored procedures, such as sp_cursoropen, sp_cursorfetch, and so forth. This is referred to as an API cursor (as opposed to a TSQL cursor). When the user executes the query, the query text is sent to the server via sp_cursoropen, requests to read from the result set would result in an sp_cursorfetch instructing the server to only send back a certain number of rows. By controlling the number of rows that are fetched, it is possible for the ODBC driver or OLE DB provider to cache the row(s). This prevents a situation where the server is waiting for the client to read all the rows it has sent. Thus, the server is ready to accept a new request on that connection.

Applications that open cursors and fetch one row (or a small number of rows) at a time can easily become bottlenecked by the network latency, especially on a wide area network (WAN). On a fast network with many different user connections, the overhead required to process many cursor requests may become significant. Because of the overhead associated with repositioning the cursor to the appropriate location in the result set, per-request processing overhead, and similar processing, it is more efficient for the server to process a single request that returns 100 rows than to process 100 separate requests which return the same 100 rows but one row at a time.

Detection

You can use the following methods to troubleshoot poor cursor usage.

System Monitor (Perfmon)

By looking at the SQL Server:Cursor Manager By Type – Cursor Requests/Sec counter, you can get a general feel for how many cursors are being used on the system by looking at this performance counter. Systems that have high CPU utilization because of small fetch sizes typically have hundreds of cursor requests per second. There are no specific counters to tell you about the fetch buffer size.

DMVs

The following query can be used to determine the connections with API cursors (as opposed to TSQL cursors) that are using a fetch buffer size of one row. It is much more efficient to use a larger fetch buffer, such as 100 rows.

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

select  
    cur.*  
from  
    sys.dm_exec_connections con 
    cross apply sys.dm_exec_cursors(con.session_id) as cur 
where 
    cur.fetch_buffer_size = 1  
    and cur.properties LIKE 'API%'    -- API  
cursor (TSQL cursors always have fetch buffer of 1)

SQL Trace

Use a trace that includes the RPC:Completed event class search for sp_cursorfetch statements. The value of the fourth parameter is the number of rows returned by the fetch. The maximum number of rows that are requested to be returned is specified as an input parameter in the corresponding RPC:Starting event class.

Resolution

Determine if cursors are the most appropriate means to accomplish the processing or whether a set-based operation, which is generally more efficient, is possible.

Consider enabling multiple active results (MARS) when connecting to SQL Server 2005.

Consult the appropriate documentation for your specific API to determine how to specify a larger fetch buffer size for the cursor:

ODBC - SQL_ATTR_ROW_ARRAY_SIZE

OLE DB – IRowset::GetNextRows or IRowsetLocate::GetRowsAt

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Memory Bottlenecks

This section specifically addresses low memory conditions and ways to diagnose them as well as different memory errors, possible reasons for them, and ways to troubleshoot.

Background

It is quite common to refer to different memory resources by using the single generic term memory. As there are several types of memory resources, it is important to understand and differentiate which particular memory resource is referred to.

Virtual address space and physical memory

In Microsoft Windows®, each process has its own virtual address space (VAS). The set of all virtual addresses available for process use constitutes the size of the VAS. The size of the VAS depends on the architecture (32- or 64-bit) and the operating system. In the context of troubleshooting, it is important to understand that virtual address space is a consumable memory resource and an application can run out of it even on a 64-bit platform while physical memory may still be available.

For more information about virtual address space, see “Process Address Space” in SQL Server Books Online and the article called Virtual Address Space (http://msdn2.microsoft.com/en-us/library/aa366912.aspx) on MSDN.

Address Windowing Extensions (AWE) and SQL Server

Address Windowing Extensions (AWE) is an API that allows a 32-bit application to manipulate physical memory beyond the inherent 32-bit address limit. AWE mechanism technically is not necessary on 64-bit platform. It is, however, present there. Memory pages that are allocated through the AWE mechanism are referred as locked pages on the 64-bit platform.

On both 32- and 64-bit platforms, memory that is allocated through the AWE mechanism cannot be paged out. This can be beneficial to the application. (This is one of the reasons for using AWE mechanism on 64-bit platform.) This also affects the amount of RAM that is available to the system and to other applications, which may have detrimental effects. For this reason, in order to use AWE, the Lock Pages in Memory privilege must be enabled for the account that runs SQL Server.

From a troubleshooting perspective, an important point is that the SQL Server buffer pool uses AWE mapped memory; however, only database (hashed) pages can take full advantage of memory allocated through AWE. Memory allocated through the AWE mechanism is not reported by Task Manager or in the Process: Private Bytes performance counter. You need to use SQL Server specific counters or Dynamic Management Views to obtain this information.

For more information about AWE mapped memory, see “Managing memory for large databases” and “Memory Architecture” in SQL Server Books Online  topics and Large Memory Support (http://msdn2.microsoft.com/library/aa366718.aspx) on MSDN.

The following table summarizes the maximum memory support options for different configurations of SQL Server 2005. (Note that a particular edition of SQL Server or Windows may put more restrictive limits on the amount of supported memory.)

Table 1

ConfigurationVASMax physical memoryAWE/locked pages support

Native 32-bit on 32-bit OS

with /3GB boot parameter1

2 GB

3 GB

64 GB

16 GB

Yes

Yes

32-bit on x64 OS (WOW)

4 GB

64 GB

Yes

32-bit on IA64 OS (WOW)

2 GB

2 GB

No

Native 64-bit on x64 OS

8 terabyte

1 terabyte

Yes

Native 64-bit on IA64 OS

7 terabyte

1 terabyte

Yes

1For more information about boot parameters consult SQL Server Books Online “Using AWE” topic.

Memory pressures

Memory pressure denotes a condition when limited amount of memory is available. Identifying when SQL Server runs under a memory pressure will help you troubleshoot memory-related issues. SQL Server responds differently depending on the type of memory pressure that is present. The following table summarizes the types of memory pressures, and their general underlying causes. In all cases, you are more likely to see timeout or explicit out-of-memory error messages.

Table 2

PressureExternalInternal

Physical

Physical memory (RAM) running low. This causes the system to trim working sets of currently running processes, which may result in overall slowdown.

SQL Server detects this condition and, depending on the configuration, may reduce the commit target of the buffer pool and start clearing internal caches.

SQL Server detects high memory consumption internally, causing redistribution of memory between internal components.

Internal memory pressure may be a result of:

Responding to the external memory pressure (SQL Server sets lower memory usage caps).

Changed memory settings (e.g. ‘max server memory’).

Changes in memory distribution of internal components (due to high percentage of reserved and stolen pages from the buffer pool).

Virtual

Running low on space in the system page file(s). This may cause the system to fail memory allocations, as it is unable to page out currently allocated memory. This condition may result in the whole system responding very slowly or even bring it to a halt.

Running low on VAS due to fragmentation (a lot of VAS is available but in small blocks) and/or consumption (direct allocations, DLLs loaded in SQL Server VAS, high number of threads).

SQL Server detects this condition and may release reserved regions of VAS, reduce buffer pool commit target, and start shrinking caches.

Windows has a notification mechanism1 if physical memory is running high or low. SQL Server uses this mechanism in its memory management decisions.

General troubleshooting steps in each case are explained in Table 3.

Table 3

PressureExternalInternal

Physical

Find major system memory consumers.

Attempt to eliminate (if possible).

Check for adequate system RAM and consider adding more RAM (usually requires more careful investigation beyond the scope of this paper).

Identify major memory consumers inside SQL Server.

Verify server configuration.

Further actions depend on the investigation: check for workload; possible design issues; other resource bottlenecks.

Virtual

Increase swap file size.

Check for major physical memory consumers and follow steps of external physical memory pressure.

Follow steps of internal physical memory pressure.

Tools

The following tools and sources of information could be used for troubleshooting.

Memory related DMVs

DBCC MEMORYSTATUS command

Performance counters: performance monitor or DMV for SQL Server specific object

Task Manager

Event viewer: application log, system log

Detecting memory pressures

Memory pressure by itself does not indicate a problem. Memory pressure is a necessary but not a sufficient condition for the server to encounter memory errors later on. Working under memory pressure could be a normal operating condition of the server. However, signs of memory pressure may indicate that the server runs close to its capacity and the potential for out-of-memory errors exists. In the case of normally operating server, this information could serve as a baseline for determining reasons for out-of-memory conditions later.

External physical memory pressure

Open Task Manager in Performance view and check the Physical Memory section, Available value. If the available memory amount is low, external memory pressure may be present. The exact value depends on many factors, however you can start looking into this when the value drops below 50-100 MB. External memory pressure is clearly present when this amount is less than 10 MB.

The equivalent information can also be obtained using the Memory: Available Bytes counter in System Monitor.

If external memory pressure exists and you are seeing memory-related errors, you will need to identify major consumers of the physical memory on the system. To do this, look at  Process: Working Set performance counters or the Mem Usage column on the Processes tab of Task Manager and identify the largest consumers.

The total use of physical memory on the system can be roughly accounted for by summing the following counters.

Process object, Working Set counter for each process

Memory object

Cache Bytes counter for system working set

Pool Nonpaged Bytes counter for size of unpaged pool

Available Bytes (equivalent of the Available value in Task Manager)

If there’s no external pressure, the Process: Private Bytes counter or the VM Size in Task Manager should be close to the size of the working set (Process: Working Set or Task Manager Mem Usage), which means that we have no memory paged out.

Note that the Mem Usage column in Task Manager and corresponding performance counters do not count memory that is allocated through AWE. Thus the information is insufficient if AWE is enabled. In this case, you need to look at the memory distribution inside SQL Server to get a full picture.

You can use the sys.dm_os_memory_clerks DMV as follows to find out how much memory SQL Server has allocated through AWE mechanism.

select  
    sum(awe_allocated_kb) / 1024 as [AWE allocated, Mb]  
from  
    sys.dm_os_memory_clerks

Note that in SQL Server, currently only buffer pool clerks (type = ‘MEMORYCLERK_SQLBUFFERPOOL’) use this mechanism and only when AWE is enabled.

Relieving external memory pressure by identifying and eliminating major physical memory consumers (if possible) and/or by adding more memory should generally resolve the problems related to memory.

External virtual memory pressure

You need to determine if page file(s) have enough space to accommodate current memory allocations. To check this, open Task Manager in Performance view and check the Commit Charge section. If Total is close to the Limit, then there exists the potential that page file space may be running low. Limit indicates the maximum amount of memory that can be committed without extending page file space. Note that the Commit Charge Total in Task Manager indicates the potential for page file use, not the actual use. Actual use of the page file will increase under physical memory pressure.

Equivalent information can be obtained from the following counters: Memory: Commit Limit, Paging File: %Usage, Paging File: %Usage Peak.

You can roughly estimate the amount of memory that is paged out per process by subtracting the value of Process: Working Set from the Process Private Bytes counters.

If Paging File: %Usage Peak (or Peak Commit Charge) is high, check the System Event Log for events indicating page file growth or notifications of “running low on virtual memory”. You may need to increase the size of your page file(s). High Paging File: %Usage indicates a physical memory over commitment and should be considered together with external physical memory pressure (large consumers, adequate amount of RAM installed).

Internal physical memory pressure

As internal memory pressure is set by SQL Server itself, a logical step is to look at the memory distribution inside SQL Server by checking for any anomalies in buffer distribution. Normally, the buffer pool accounts for the most of the memory committed by SQL Server. To determine the amount of memory that belongs to the buffer pool, we can take a look at the DBCC MEMORYSTATUS output. In the Buffer Counts section, look for the Target value. The following shows part of DBCC MEMORYSTATUS output after the server has reached its normal load.

Buffer Counts                  Buffers 
------------------------------ -------------------- 
Committed                      201120 
Target                         201120 
Hashed                         166517 
Reserved Potential             143388 
Stolen Potential               173556 
External Reservation           0 
Min Free                       256 
Visible                        201120 
Available Paging File          460640

Target is computed by SQL Server as the number of 8-KB pages it can commit without causing paging. Target is recomputed periodically and in response to memory low/high notifications from Windows. A decrease in the number of target pages on a normally loaded server may indicate response to an external physical memory pressure.

If SQL Server consumed a lot of memory (as determined by Process: Private Bytes or the Mem Usage column in Task Manager), see if the Target count amounts for a significant portion of the memory. Note that if AWE is enabled, you have to account for AWE allocated memory either from sys.dm_os_memory_clerks or DBCC MEMORYSTATUS output.

Consider the example shown above (AWE not enabled), Target * 8 KB = 1.53 GB, while the Process: Private Bytes for the server is approximately 1.62 GB or the Buffer Pool target accounts for 94% of the memory consumed by SQL Server. Note that if the server is not loaded, Target is likely to exceed the amount reported by Process: Private Bytes performance counter, which is normal.

If Target is low, but the server Process: Private Bytes or the Mem Usage in Task Manager is high, we might be facing internal memory pressure from components that use memory from outside the buffer pool. Components that are loaded into the SQL Server process, such as COM objects, linked servers, extended stored procedures, SQLCLR and others, contribute to memory consumption outside of the buffer pool. There is no easy way to track memory consumed by these components especially if they do not use SQL Server memory interfaces.

Components that are aware of the SQL Server memory management mechanisms use the buffer pool for small memory allocations. If the allocation is bigger than 8 KB, these components use memory outside of the buffer pool through the multi-page allocator interface.

Following is a quick way to check the amount of memory that is consumed through the multi-page allocator.

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

-- amount of mem allocated though multipage  
allocator interface select sum(multi_pages_kb) 
from sys.dm_os_memory_clerks

You can get a more detailed distribution of memory allocated through the multi-page allocator as:

select  
    type, sum(multi_pages_kb)  
from  
    sys.dm_os_memory_clerks  
where  
    multi_pages_kb != 0  
group by type 
type                                        
------------------------------------------ --------- 
MEMORYCLERK_SQLSTORENG                     56 
MEMORYCLERK_SQLOPTIMIZER                   48 
MEMORYCLERK_SQLGENERAL                     2176 
MEMORYCLERK_SQLBUFFERPOOL                  536 
MEMORYCLERK_SOSNODE                        16288 
CACHESTORE_STACKFRAMES                     16 
MEMORYCLERK_SQLSERVICEBROKER               192 
MEMORYCLERK_SNI                            32

If a significant amount of memory is allocated through the multi-page allocator (100-200 MB or more), further investigation is warranted.

If you are seeing large amounts of memory allocated through the multi-page allocator, check the server configuration and try to determine the components that consume most of the memory by using the previous or the following query.

If Target is low but percentage-wise it accounts for most of the memory consumed by SQL Server, look for sources of the external memory pressure as described in the previous subsection (External Physical Memory Pressure) or check the server memory configuration parameters.

If you have the max server memory and/or min server memory options set, you should compare your target against these values. The max server memory option limits the maximum amount of memory consumed by the buffer pool, while the server as a whole can still consume more. The min server memory option tells the server not to release buffer pool memory below the setting. If Target is less than the min server memory setting and the server is under load, this may indicate that the server operates under the external memory pressure and was never able to acquire the amount specified by this option. It may also indicate the pressure from internal components, as described above. Target count cannot exceed the max server memory option setting.

First, check for stolen pages count from DBCC MEMORYSTATUS output.

Buffer Distribution            Buffers 
------------------------------ ----------- 
Stolen                         32871 
Free                           17845 
Cached                         1513 
Database (clean)               148864 
Database (dirty)               259 
I/O                            0 
Latched                        0

A high percentage (>75-80%) of stolen pages relative to target (see the previous fragments of the output) is an indicator of the internal memory pressure.

More detailed information about memory allocation by the server components can be assessed by using the sys.dm_os_memory_clerks DMV.

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

-- amount of memory consumed by components 
outside the Buffer pool  
-- note that we exclude single_pages_kb as 
they come from BPool 
-- BPool is accounted for by the next query 
select 
    sum(multi_pages_kb  
        + virtual_memory_committed_kb 
        + shared_memory_committed_kb) as 
[Overall used w/o BPool, Kb] 
from  
    sys.dm_os_memory_clerks  
where  
    type <> 'MEMORYCLERK_SQLBUFFERPOOL' 
 
-- amount of memory consumed by BPool 
-- note that currenlty only BPool uses AWE 
select 
    sum(multi_pages_kb  
        + virtual_memory_committed_kb 
        + shared_memory_committed_kb 
        + awe_allocated_kb) as [Used by BPool with AWE, Kb] 
from  
    sys.dm_os_memory_clerks  
where  
    type = 'MEMORYCLERK_SQLBUFFERPOOL'

Detailed information per component can be obtained as follows. (This includes memory allocated from buffer pool as well as outside the buffer pool.)

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

declare @total_alloc bigint  
declare @tab table ( 
    type nvarchar(128) collate database_default  
    ,allocated bigint 
    ,virtual_res bigint 
    ,virtual_com bigint 
    ,awe bigint 
    ,shared_res bigint 
    ,shared_com bigint 
    ,topFive nvarchar(128) 
    ,grand_total bigint 
); 
-- note that this total excludes buffer pool  
committed memory as it represents the largest 
consumer which is normal 
select 
    @total_alloc =  
        sum(single_pages_kb  
            + multi_pages_kb  
            + (CASE WHEN type <> 'MEMORYCLERK_SQLBUFFERPOOL'  
                THEN virtual_memory_committed_kb  
                ELSE 0 END)  
            + shared_memory_committed_kb) 
from  
    sys.dm_os_memory_clerks  
print  
    'Total allocated (including from Buffer Pool): '  
    + CAST(@total_alloc as varchar(10)) + ' Kb' 
insert into @tab 
select 
    type 
    ,sum(single_pages_kb + multi_pages_kb) as allocated 
    ,sum(virtual_memory_reserved_kb) as vertual_res 
    ,sum(virtual_memory_committed_kb) as virtual_com 
    ,sum(awe_allocated_kb) as awe 
    ,sum(shared_memory_reserved_kb) as shared_res  
    ,sum(shared_memory_committed_kb) as shared_com 
    ,case  when  ( 
        (sum(single_pages_kb  
            + multi_pages_kb  
            + (CASE WHEN type <> 'MEMORYCLERK_SQLBUFFERPOOL'  
                THEN virtual_memory_committed_kb  
                ELSE 0 END)  
            + shared_memory_committed_kb))/ 
            (@total_alloc + 0.0)) >= 0.05  
          then type  
          else 'Other'  
    end as topFive 
    ,(sum(single_pages_kb  
        + multi_pages_kb  
        + (CASE WHEN type <> 'MEMORYCLERK_SQLBUFFERPOOL'  
            THEN virtual_memory_committed_kb  
            ELSE 0 END)  
        + shared_memory_committed_kb)) as grand_total  
from  
    sys.dm_os_memory_clerks  
group by type 
order by (sum(single_pages_kb + multi_pages_kb 
+ (CASE WHEN type <>  
'MEMORYCLERK_SQLBUFFERPOOL' THEN  
virtual_memory_committed_kb ELSE 0 END) +  
shared_memory_committed_kb)) desc 
select  * from @tab

Note that the previous query treats Buffer Pool differently as it provides memory to other components via a single-page allocator. To determine the top ten consumers of the buffer pool pages (via a single-page allocator) you can use the following query.

-- top 10 consumers of memory from BPool 
select  
    top 10 type,  
    sum(single_pages_kb) as [SPA Mem, Kb] 
from  
    sys.dm_os_memory_clerks 
group by type  
order by sum(single_pages_kb) desc

You do not usually have control over memory consumption by internal components. However, determining which components consume most of the memory will help narrow down the investigation of the problem.

System Monitor (Perfmon)

You can also check the following counters for signs of memory pressure (see SQL Server Books Online for detailed description):

SQL Server: Buffer Manager object

Low Buffer cache hit ratio

Low Page life expectancy

High number of Checkpoint pages/sec

High number Lazy writes/sec

Insufficient memory and I/O overhead are usually related bottlenecks. See I/O Bottlenecks in this paper.

Caches and memory pressure

An alternative way to look at external and internal memory pressure is to look at the behavior of memory caches.

One of the differences of internal implementation of SQL Server  2005  compared to SQL Server 2000 is uniform caching framework. In order to remove the least recently used entries from caches, the framework implements a clock algorithm. Currently it uses two clock hands—an internal clock hand and an external clock hand.

The internal clock hand controls the size of a cache relative to other caches. It starts moving when the framework predicts that the cache is about to reach its cap.

the external clock hand starts to move when SQL Server as a whole gets into memory pressure. Movement of the external clock hand can be due external as well as internal memory pressure. Do not confuse movement of the internal and external clock hands with internal and external memory pressure.

Information about clock hands movements is exposed through the sys.dm_os_memory_cache_clock_hands DMV as shown in the following code. Each cache entry has a separate row for the internal and the external clock hand. If you see increasing rounds_count and removed_all_rounds_count, then the server is under the internal/external memory pressure.

select * 
from  
    sys.dm_os_memory_cache_clock_hands 
where  
    rounds_count > 0 
    and removed_all_rounds_count > 0

You can get additional information about the caches such as their size by joining with sys.dm_os_cache_counters DMV as follows.

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

select  
    distinct cc.cache_address,  
    cc.name,  
    cc.type, 
    cc.single_pages_kb + cc.multi_pages_kb as total_kb,  
    cc.single_pages_in_use_kb + cc.multi_pages_in_use_kb 
    as total_in_use_kb,  
    cc.entries_count,  
    cc.entries_in_use_count, 
    ch.removed_all_rounds_count,  
    ch.removed_last_round_count 
from  
    sys.dm_os_memory_cache_counters cc  
    join sys.dm_os_memory_cache_clock_hands ch on 
    (cc.cache_address =ch.cache_address) 
/* 
--uncomment this block to have the information only 
for moving hands caches 
where  
    ch.rounds_count > 0 
    and ch.removed_all_rounds_count > 0 
*/ 
order by total_kb desc

Note that for USERSTORE entries, the amount of pages in use is not reported and thus will be NULL.

Ring buffers

Significant amount of diagnostic memory information can be obtained from the sys.dm_os_ring_buffers ring buffers DMV. Each ring buffer keeps a record of the last number of notifications of a certain kind. Detailed information on specific ring buffers is provided next.

RING_BUFFER_RESOURCE_MONITOR

You can use information from resource monitor notifications to identify memory state changes. Internally, SQL Server has a framework that monitors different memory pressures. When the memory state changes, the resource monitor task generates a notification. This notification is used internally by the components to adjust their memory usage according to the memory state and it is exposed to the user through sys.dm_os_ring_buffers DMV as in the following code.

select record  
from sys.dm_os_ring_buffers  
where ring_buffer_type = 'RING_BUFFER_RESOURCE_MONITOR'

A record may look like this:

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

<Record id="1701" type="RING_BUFFER_RESOURCE_MONITOR"  
time="149740267"> 
    <ResourceMonitor> 
        <Notification>RESOURCE_MEMPHYSICAL_LOW< 
        /Notification>  
        <Indicators>2</Indicators>  
        <NodeId>0</NodeId>  
    </ResourceMonitor> 
    <MemoryNode id="0"> 
        <ReservedMemory>1646380</ReservedMemory>  
        <CommittedMemory>432388</CommittedMemory>  
        <SharedMemory>0</SharedMemory>  
        <AWEMemory>0</AWEMemory>  
        <SinglePagesMemory>26592</SinglePagesMemory>  
        <MultiplePagesMemory>17128</MultiplePagesMemory>  
        <CachedMemory>17624</CachedMemory>  
    </MemoryNode> 
    <MemoryRecord> 
        <MemoryUtilization>50</MemoryUtilization>  
        <TotalPhysicalMemory>3833132</TotalPhysicalMemory>  
        <AvailablePhysicalMemory>3240228< 
        /AvailablePhysicalMemory>  
        <TotalPageFile>5732340</TotalPageFile>  
        <AvailablePageFile>5057100</AvailablePageFile>  
        <TotalVirtualAddressSpace>2097024< 
        /TotalVirtualAddressSpace>  
        <AvailableVirtualAddressSpace>336760 
</AvailableVirtualAddressSpace>  
        <AvailableExtendedVirtualAddressSpace>0 
           </AvailableExtendedVirtualAddressSpace>  
    </MemoryRecord> 
</Record>

From this record, you can deduce that the server received a low physical memory notification. You can also see the amounts of memory in kilobytes. You can query this information by using the XML capabilities of SQL Server, for example in the following code.

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

select  
    x.value('(//Notification)[1]', 'varchar(max)') as [Type], 
    x.value('(//Record/@time)[1]', 'bigint') as [Time Stamp], 
    x.value('(//AvailablePhysicalMemory)[1]', 'int')  
    as [Avail Phys Mem, Kb], 
    x.value('(//AvailableVirtualAddressSpace)[1]', 'int') 
    as [Avail VAS, Kb] 
from  
    (select cast(record as xml) 
     from sys.dm_os_ring_buffers  
     where ring_buffer_type = 'RING_BUFFER_RESOURCE_MONITOR') 
     as R(x) order by 
    [Time Stamp] desc

Upon receiving a memory low notification, the buffer pool recalculates its target. Note that the target count stays within the limits specified by the min server memory and max server memory options. If the new committed target for the buffer pool is lower than the currently committed buffers, the buffer pool starts shrinking until external physical memory pressure is removed. Note that SQL Server 2000 did not react to physical memory pressure when running with AWE enabled.

RING_BUFFER_OOM

This ring buffer will contain records indicating server out-of-memory conditions as in the following code example.

select record  
from sys.dm_os_ring_buffers  
where ring_buffer_type = 'RING_BUFFER_OOM'

A record may look like this:

<Record id="7301" type="RING_BUFFER_OOM" time="345640123"> 
    <OOM> 
        <Action>FAIL_VIRTUAL_COMMIT</Action>  
        <Resources>4096</Resources>  
    </OOM>

This record tells which operation has failed (commit, reserve, or page allocation) and the amount of memory requested.

RING_BUFFER_MEMORY_BROKER and Internal Memory Pressure

As internal memory pressure is detected, low memory notification is turned on for components that use the buffer pool as the source of memory allocations. Turning on low memory notification allows reclaiming the pages from caches and other components using them.

Internal memory pressure can also be triggered by adjusting the max server memory option or when the percentage of the stolen pages from the buffer pool exceeds 80%.

Internal memory pressure notifications (‘Shrink’) can be observed by querying memory broker ring buffer as in the following code example.

select 
    x.value('(//Record/@time)[1]', 'bigint') as [Time Stamp], 
    x.value('(//Notification)[1]', 'varchar(100)')  
    as [Last Notification] 
from 
    (select cast(record as xml) 
     from sys.dm_os_ring_buffers  
     where ring_buffer_type = 'RING_BUFFER_MEMORY_BROKER') 
     as R(x) 
order by 
    [Time Stamp] desc

RING_BUFFER_BUFFER_POOL

This ring buffer will contain records indicating severe buffer pool failures, including buffer pool out of memory conditions.

select record  
from sys.dm_os_ring_buffers  
where ring_buffer_type = 'RING_BUFFER_BUFFER_POOL'

A record may look like this:

<Record id="1234" type="RING_BUFFER_BUFFER_POOL" 
time="345640123"> 
    < BufferPoolFailure id="FAIL_OOM"> 
        <CommittedCount>84344 </CommittedCount>  
        <CommittedTarget>84350 </CommittedTarget >  
        <FreeCount>20</FreeCount>  
        <HashedCount>20345</HashedCount>  
        <StolenCount>64001 </StolenCount>  
    <ReservedCount>64001 </ReservedCount>  
    </ BufferPoolFailure >

This record will tell what failure (FAIL_OOM, FAIL_MAP, FAIL_RESERVE_ADJUST, FAIL_LAZYWRITER_NO_BUFFERS) and the buffer pool status at the time.

Internal virtual memory pressure

VAS consumption can be tracked by using the sys.dm_os_virtual_address_dump DMV. VAS summary can be queries using the following view.

Note: Some parts of the code snippet presented in the following table have been displayed in multiple lines only for better readability. These should be entered in a single line.

-- virtual address space summary view 
-- generates a list of SQL Server regions 
-- showing number of reserved and free regions 
of a given size  
CREATE VIEW VASummary AS 
SELECT 
    Size = VaDump.Size, 
    Reserved =  SUM(CASE(CONVERT(INT, VaDump.Base)^0) 
    WHEN 0 THEN 0 ELSE 1 END), 
    Free = SUM(CASE(CONVERT(INT, VaDump.Base)^0) 
    WHEN 0 THEN 1 ELSE 0 END) 
FROM 
( 
    --- combine all allocation according with allocation 
base, don't take into 
    --- account allocations with zero allocation_base 
    SELECT  
        CONVERT(VARBINARY, SUM(region_size_in_bytes)) 
        AS Size,  
        region_allocation_base_address AS Base 
    FROM sys.dm_os_virtual_address_dump  
    WHERE region_allocation_base_address <> 0x0 
    GROUP BY region_allocation_base_address  
 UNION   
       --- we shouldn't be grouping allocations with 
       zero allocation base 
       --- just get them as is 
    SELECT CONVERT(VARBINARY, region_size_in_bytes), 
 region_allocation_base_address 
    FROM sys.dm_os_virtual_address_dump 
    WHERE region_allocation_base_address  = 0x0 
) 
AS VaDump 
GROUP BY Size

The following queries can be used to assess VAS state.

-- available memory in all free regions 
SELECT SUM(Size*Free)/1024 AS [Total avail mem, KB]  
FROM VASummary  
WHERE Free <> 0 
 
-- get size of largest availble region 
SELECT CAST(MAX(Size) AS INT)/1024 AS [Max free size, KB]  
FROM VASummary  
WHERE Free <> 0

If the largest available region is smaller than 4 MB, we are likely to be experiencing VAS pressure. SQL Server 2005 monitors and responds to VAS pressure. SQL Server 2000 does not actively monitor for VAS pressure, but reacts by clearing caches when an out-of-virtual-memory error occurs.

General troubleshooting steps in case of memory errors

The following list outlines general steps that will help you troubleshoot memory errors.

1.

Verify if the server is operating under external memory pressure. If external pressure is present, try resolving it first, and then see if the problem/errors still exist.

2.

Start collecting performance monitor counters for SQL Server: Buffer Manager, SQL Server: Memory Manager.

3.

Verify the memory configuration parameters (sp_configure), min memory per query, min/max server memory, awe enabled, and the Lock Pages in Memory privilege. Watch for unusual settings. Correct them as necessary. Account for increased memory requirements for SQL Server 2005.

4.

Check for any nondefault sp_configure parameters that might indirectly affect the server.

5.

Check for internal memory pressures.

6.

Observe DBCC MEMORYSTATUS output and the way it changes when you see memory error messages.

7.

Check the workload (number of concurrent sessions, currently executing queries).

Memory errors

701 - There is insufficient system memory to run this query.

Causes

This is very generic out-of-memory error for the server. It indicates a failed memory allocation. It can be due to a variety of reasons, including hitting memory limits on the current workload. With increased memory requirements for SQL Server 2005 and certain configuration settings (such as the max server memory option) users are more likely to see this error as compared to SQL Server 2000. Usually the transaction that failed is not the cause of this error.

Troubleshooting

Regardless of whether the error is consistent and repeatable (same state) or random (appears at random times with different states), you will need to investigate server memory distribution during the time you see this error. When this error is present, it is possible that the diagnostic queries will fail. Start investigation from external assessment. Follow the steps outlined in General troubleshooting steps in case of memory errors.

Possible solutions include: Remove external memory pressure. Increase the max server memory setting. Free caches by using one of the following commands: DBCC FREESYSTEMCACHE, DBCC FREESESSIONCACHE, or DBCC FREEPROCCACHE. If the problem reappears, reduce workload.

802 - There is insufficient memory available in the buffer pool.

Causes

This error does not necessarily indicate an out-of-memory condition. It might indicate that the buffer pool memory is used by someone else. In SQL Server 2005, this error should be relatively rare.

Troubleshooting

Use the general troubleshooting steps and recommendations outlined for the 701 error.

8628 - A time out occurred while waiting to optimize the query. Rerun the query.

Causes

This error indicates that a query compilation process failed because it was unable to obtain the amount of memory required to complete the process. As a query undergoes through the compilation process, which includes parsing, algebraization, and optimization, its memory requirements may increase. Thus the query will compete for memory resources with other queries. If the query exceeds a predefined timeout (which increases as the memory consumption for the query increases) while waiting for resources, this error is returned. The most likely reason for this is the presence of a number of large query compilations on the server.

Troubleshooting

1.

Follow general troubleshooting steps to see if the server memory consumption is affected in general.

2.

Check the workload. Verify the amounts of memory consumed by different components. (See Internal Physical Memory Pressure earlier in this paper.)

3.

Check the output of DBCC MEMORYSTATUS for the number of waiters at each gateway (this information will tell you if there are other queries running that consume significant amounts of memory).

Small Gateway                  Value 
------------------------------ -------------------- 
Configured Units               8 
Available Units                8 
Acquires                       0 
Waiters                        0 
Threshold Factor               250000 
Threshold                      250000 
 
(6 row(s) affected) 
 
Medium Gateway                 Value 
------------------------------ -------------------- 
Configured Units               2 
Available Units                2 
Acquires                       0 
Waiters                        0 
Threshold Factor               12 
 
(5 row(s) affected) 
 
Big Gateway                    Value 
------------------------------ -------------------- 
Configured Units               1 
Available Units                1 
Acquires                       0 
Waiters                        0 
Threshold Factor               8

4.

Reduce workload if possible.

8645 - A time out occurred while waiting for memory resources to execute the query. Rerun the query.

Causes

This error indicates that many concurrent memory intensive queries are being executed on the server. Queries that use sorts (ORDER BY) and joins may consume significant amount of memory during execution. Query memory requirements are significantly increased if there is a high degree of parallelism enabled or if a query operates on a partitioned table with non-aligned indexes. A query that cannot get the memory resources it requires within the predefined timeout (by default, the timeout is 25 times the estimated query cost or the sp_configure ‘query wait’ amount if set) receives this error. Usually, the query that receives the error is not the one that is consuming the memory.

Troubleshooting

1.

Follow general steps to assess server memory condition.

2.

Identify problematic queries: verify if there is a significant number of queries that operate on partitioned tables, check if they use non-aligned indexes, check if there are many queries involving joins and/or sorts.

3.

Check the sp_configure parameters degree of parallelism and min memory per query. Try reducing the degree of parallelism and verify if min memory per query is not set to a high value. If it is set to a high value, even small queries will acquire the specified amount of memory.

4.

To find out if queries are waiting on RESOURCE_SEMAPHORE, see Blocking later in this paper.

8651 - Could not perform the requested operation because the minimum query memory is not available. Decrease the configured value for the 'min memory per query' server configuration option.

Causes

Causes in part are similar to the 8645 error; it may also be an indication of general memory low condition on the server. A min memory per query option setting that is too high may also generate this error.

Troubleshooting

1.

Follow general memory error troubleshooting steps.

2.

Verify the sp_configure min memory per query option setting.

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I/O Bottlenecks

SQL Server performance depends heavily on the I/O subsystem. Unless your database fits into physical memory, SQL Server constantly brings database pages in and out of the buffer pool. This generates substantial I/O traffic. Similarly, the log records need to be flushed to the disk before a transaction can be declared committed. And finally, SQL Server uses tempdb for various purposes such as to store intermediate results, to sort, to keep row versions and so on. So a good I/O subsystem is critical to the performance of SQL Server.

Access to log files is sequential except when a transaction needs to be rolled back while access to data files, including tempdb, is randomly accessed. So as a general rule, you should have log files on a separate physical disk than data files for better performance. The focus of this paper is not how to configure your I/O devices but to describe ways to identify if you have I/O bottleneck. Once an I/O bottleneck is identified, you may need to reconfigure your I/O subsystem.

If you have a slow I/O subsystem, your users may experience performance problems such as slow response times, and tasks that abort due to timeouts.

You can use the following performance counters to identify I/O bottlenecks. Note, these AVG values tend to be skewed (to the low side) if you have an infrequent collection interval. For example, it is hard to tell the nature of an I/O spike with 60-second snapshots. Also, you should not rely on one counter to determine a bottleneck; look for multiple counters to cross check the validity of your findings.

PhysicalDisk Object: Avg. Disk Queue Length represents the average number of physical read and write requests that were queued on the selected physical disk during the sampling period. If your I/O system is overloaded, more read/write operations will be waiting. If your disk queue length frequently exceeds a value of 2 during peak usage of SQL Server, then you might have an I/O bottleneck.

Avg. Disk Sec/Read is the average time, in seconds, of a read of data from the disk. Any number

Less than 10 ms - very good 
Between 10 - 20 ms - okay 
Between 20 - 50 ms - slow, needs attention 
Greater than 50 ms – Serious I/O bottleneck

Avg. Disk Sec/Write is the average time, in seconds, of a write of data to the disk. Please refer to the guideline in the previous bullet.

Physical Disk: %Disk Time is the percentage of elapsed time that the selected disk drive was busy servicing read or write requests. A general guideline is that if this value is greater than 50 percent, it represents an I/O bottleneck.

Avg. Disk Reads/Sec is the rate of read operations on the disk. You need to make sure that this number is less than 85 percent of the disk capacity. The disk access time increases exponentially beyond 85 percent capacity.

Avg. Disk Writes/Sec is the rate of write operations on the disk. Make sure that this number is less than 85 percent of the disk capacity. The disk access time increases exponentially beyond 85 percent capacity.

When using above counters, you may need to adjust the values for RAID configurations using the following formulas.

Raid 0 -- I/Os per disk = (reads + writes) / number of disks 
Raid 1 -- I/Os per disk = [reads + (2 * writes)] / 2 
Raid 5 -- I/Os per disk = [reads + (4 * writes)] / number of disks 
Raid 10 -- I/Os per disk = [reads + (2 * writes)] / number of disks

For example, you have a RAID-1 system with two physical disks with the following values of the counters.

Disk Reads/sec            80 
Disk Writes/sec           70 
Avg. Disk Queue Length    5

In that case, you are encountering (80 + (2 * 70))/2 = 110 I/Os per disk and your disk queue length = 5/2 = 2.5 which indicates a border line I/O bottleneck.

You can also identify I/O bottlenecks by examining the latch waits. These latch waits account for the physical I/O waits when a page is accessed for reading or writing and the page is not available in the buffer pool. When the page is not found in the buffer pool, an asynchronous I/O is posted and then the status of the I/O is checked. If I/O has already completed, the worker proceeds normally. Otherwise, it waits on PAGEIOLATCH_EX or PAGEIOLATCH_SH, depending upon the type of request. The following DMV query can be used to find I/O latch wait statistics.

Select  wait_type,  
        waiting_tasks_count,  
        wait_time_ms 
from    sys.dm_os_wait_stats   
where    wait_type like 'PAGEIOLATCH%'   
order by wait_type 
 
wait_type       waiting_tasks_count  wait_time_ms   signal_wait_time_ms 
----------------------------------------------------------------------- 
PAGEIOLATCH_DT  0                    0                    0 
PAGEIOLATCH_EX  1230                 791                  11 
PAGEIOLATCH_KP  0                    0                    0 
PAGEIOLATCH_NL  0                    0                    0 
PAGEIOLATCH_SH  13756                7241                 180 
PAGEIOLATCH_UP  80                   66                   0

Here the latch waits of interest are the underlined ones. When the I/O completes, the worker is placed in the runnable queue. The time between I/O completions until the time the worker is actually scheduled is accounted under the signal_wait_time_ms column. You can identify an I/O problem if your waiting_task_counts and wait_time_ms deviate significantly from what you see normally. For this, it is important to get a baseline of performance counters and key DMV query outputs when SQL Server is running smoothly. These wait_types can indicate whether your I/O subsystem is experiencing a bottleneck, but they do not provide any visibility on the physical disk(s) that are experiencing the problem.

You can use the following DMV query to find currently pending I/O requests. You can execute this query periodically to check the health of I/O subsystem and to isolate physical disk(s) that are involved in the I/O bottlenecks.

select  
    database_id,  
    file_id,  
    io_stall, 
    io_pending_ms_ticks, 
    scheduler_address  
from    sys.dm_io_virtual_file_stats(NULL, NULL)t1, 
        sys.dm_io_pending_io_requests as t2 
where    t1.file_handle = t2.io_handle

A sample output is as follows. It shows that on a given database, there are three pending I/Os at this moment. You can use the database_id and file_id to find the physical disk the files are mapped to. The io_pending_ms_ticks represent the total time individual I/Os are waiting in the pending queue.

Database_id File_Id io_stall io_pending_ms_ticks scheduler_address 
---------------------------------------------------------------------- 
6           1        10804        78            0x0227A040 
6           1        10804        78            0x0227A040 
6           2        101451       31            0x02720040

Resolution

When you have identified an I/O bottleneck, you can address it by doing one or more of the following:

Check the memory configuration of SQL Server. If SQL Server has been configured with insufficient memory, it will incur more I/O overhead. You can examine following counters to identify memory pressure

Buffer Cache hit ratio

Page Life Expectancy

Checkpoint pages/sec

Lazywrites/sec

For more information on the memory pressure, see Memory Bottlenecks.

Increase I/O bandwidth.

Add more physical drives to the current disk arrays and/or replace your current disks with faster drives. This helps to boost both read and write access times. But don't add more drives to the array than your I/O controller can support.

Add faster or additional I/O controllers. Consider adding more cache (if possible) to your current controllers.

Examine execution plans and see which plans lead to more I/O being consume. It is possible that a better plan (for example, index) can minimize I/O. If there are missing indexes, you may want to run Database Engine Tuning Advisor to find missing indexes

The following DMV query can be used to find which batches/requests are generating the most I/O. You will notice that we are not accounting for physical writes. This is ok if you consider how databases work. The DML/DDL statements within a request do not directly write data pages to disk. Instead, the physical writes of pages to disks is triggered by statements only by committing transactions. Usually physical writes are done by either by Checkpoint or by the SQL Server lazy writer. A DMV query like the following can be used to find the top five requests that generate the most I/Os. Tuning those queries so that they perform fewer logical reads can relieve pressure on the buffer pool. This allows other requests to find the necessary data in the buffer pool in repeated executions (instead of performing physical I/O). Hence, overall system performance is improved.

select top 5  
    (total_logical_reads/execution_count) as avg_logical_reads, 
    (total_logical_writes/execution_count) as avg_logical_writes, 
    (total_physical_reads/execution_count) as avg_phys_reads, 
     Execution_count,  
    statement_start_offset as stmt_start_offset,  
    sql_handle,  
    plan_handle 
from sys.dm_exec_query_stats   
order by  
 (total_logical_reads + total_logical_writes) Desc

You can, of course, change this query to get different views on the data. For example, to generate the top five requests that generate most I/Os in single execution, you can order by:

    (total_logical_reads + total_logical_writes)/execution_count

Alternatively, you may want to order by physical I/Os and so on. However, logical read/write numbers are very helpful in determining whether or not the plan chosen by the query is optimal. For example, it may be doing a table scan instead of using an index. Some queries, such as those that use nested loop joins may have high logical counters but be more cache-friendly since they revisit the same pages.

Example: Let us take the following two batches consisting of two SQL queries where each table has 1000 rows and rowsize > 8000 (one row per page).

Batch-1

select  
    c1,  
    c5 
from t1 INNER HASH JOIN t2 ON t1.c1 = t2.c4 
order by c2 
 
Batch-2 
select * from t1

For the purpose of this example, before running the DMV query, we clear the buffer pool and the procedure cache by running the following commands.

checkpoint 
dbcc freeproccache 
dbcc dropcleanbuffers

Here is the output of the DMV query. You will notice two rows representing the two batches.

Avg_logical_reads Avg_logical_writes Avg_phys_reads Execution_count  
stmt_start_offset  
----------------------------------------------------------------------- 
--------------- 
2794                1                385                1                  
    0                       
1005                0                0                  1                  
    146          
 
sql_handle                                         plan_handle 
----------------------------------------------------------------------- 
----- 
0x0200000099EC8520EFB222CEBF59A72B9BDF4DBEFAE2B6BB 
                x0600050099EC8520A8619803000000000000000000000000 
0x0200000099EC8520EFB222CEBF59A72B9BDF4DBEFAE2B6BB  
                x0600050099EC8520A8619803000000000000000000000000

You will notice that the second batch only incurs logical reads but no physical I/O. This is because the data it needs was already cached by the first query (assuming there was sufficient memory).

You can get the text of the query by running the following query.

select text  
from sys.dm_exec_sql_text( 
     0x0200000099EC8520EFB222CEBF59A72B9BDF4DBEFAE2B6BB) 
 
Here is the output. 
 
select  
    c1,  
    c5 
from t1 INNER HASH JOIN t2 ON t1.c1 = t2.c4 
order by c2

You can also find out the string for the individual statement by executing the following:

select  
    substring(text,  
              (<statement_start_offset>/2), 
              (<statement_end_offset> -<statement_start_offset>)/2)   
from sys.dm_exec_sql_text                 
(0x0200000099EC8520EFB222CEBF59A72B9BDF4DBEFAE2B6BB)

The value of statement_start_offest and statement_end_offset need to be divided by two in order to compensate for the fact that SQL Server stores this kind of data in Unicode. A statement_end_offset value of -1, indicates that the statement does go up to the end of the batch. However the substring() function does not accommodate -1 as a valid value. Instead of using -1 as (<statement_end_offset> -<statement_start_offset>)/2, one should enter the value 64000, which should make sure that the statement is covered in all cases. With this method, a long-running or resource-consuming statement can be filtered out of a large stored procedure or batch.

Similarly, you can run the following query to find to the query plan to identify if the large number of I/Os is a result of a poor plan choice.

select *  
from sys.dm_exec_query_plan  
    (0x0600050099EC8520A8619803000000000000000000000000)
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Tempdb

Tempdb globally stores both internal and user objects and the temporary tables, objects, and stored procedures that are created during SQL Server operation.

There is a single tempdb for each SQL Server instance. It can be a performance and disk space bottleneck. The tempdb can become overloaded in terms of space available and excessive DDL/DML operations. This can cause unrelated applications running on the server to slow down or fail.

Some of the common issues with tempdb are as follows:

Running out of storage space in tempdb.

Queries that run slowly due to the I/O bottleneck in tempdb. This is covered under I/O Bottlenecks.

Excessive DDL operations leading to a bottleneck in the system tables.

Allocation contention.

Before we start diagnosing problems with tempdb, let us first look at how the space in tempdb is used. It can be grouped into four main categories.

User objects

These are explicitly created by user sessions and are tracked in system catalog. They include the following:

Table and index.

Global temporary table (##t1) and index.

Local temporary table (#t1) and index.

Session scoped.

Stored procedure scoped in which it was created.

Table variable (@t1).

Session scoped.

Stored procedure scoped in which it was created.

Internal objects

These are statement scoped objects that are created and destroyed by SQL Server to process queries. These are not tracked in the system catalog. They include the following:

Work file (hash join)

Sort run

Work table (cursor, spool and temporary large object data type (LOB) storage)

As an optimization, when a work table is dropped, one IAM page and an extent is saved to be used with a new work table.

There are two exceptions; the temporary LOB storage is batch scoped and cursor worktable is session scoped.

Version Store

This is used for storing row versions. MARS, online index, triggers and snapshot-based isolation levels are based on row versioning. This is new in SQL Server 2005.

Free Space

This represents the disk space that is available in tempdb.

The total space used by tempdb equal to the User Objects plus the Internal Objects plus the Version Store plus the Free Space.

This free space is same as the performance counter free space in tempdb.

Monitoring tempdb space

It is better to prevent a problem then work to solve it later. You can use the following performance counters to monitor the amount of space tempdb is using.

Free Space in tempdb (KB). This counter tracks free space in tempdb in kilobytes. Administrators can use this counter to determine if tempdb is running low on free space.

However, identifying how the different categories, as defined above, are using the disk space in tempdb is a more interesting, and productive, question.

The following query returns the tempdb space used by user and by internal objects. Currently, it provides information for tempdb only.

Select 
    SUM (user_object_reserved_page_count)*8 as user_objects_kb, 
    SUM (internal_object_reserved_page_count)*8 as internal_objects_kb, 
    SUM (version_store_reserved_page_count)*8  as version_store_kb, 
    SUM (unallocated_extent_page_count)*8 as freespace_kb 
From sys.dm_db_file_space_usage 
Where database_id = 2

Here is one sample output (with space in KBs).

user_objets_kb   internal_objects_kb   version_store_kb   freespace_kb 
---------------- -------------------- ------------------ ------------ 
8736               128                    64                    448

Note that these calculations don’t account for pages in mixed extents. The pages in mixed extents can be allocated to user and internal objects.

Troubleshooting space issues

User objects, internal objects, and version storage can all cause space issues in tempdb. In this section, we consider how you can troubleshoot each of these categories.

User objects

Since user objects are not owned by any specific sessions, you need to understand the specifications of the application that created them and adjust the tempdb size requirements accordingly. You can find the space used by individual user objects by executing exec sp_spaceused @objname='<user-object>'. For example, you can run the following script to enumerate all the tempdb objects.

DECLARE userobj_cursor CURSOR FOR  
select  
     sys.schemas.name + '.' + sys.objects.name  
from sys.objects, sys.schemas 
where object_id > 100 and  
      type_desc = 'USER_TABLE'and  
      sys.objects.schema_id = sys.schemas.schema_id 
go 
 
open userobj_cursor 
go 
 
declare @name varchar(256) 
fetch userobj_cursor into @name 
while (@@FETCH_STATUS = 0)  
begin 
    exec sp_spaceused @objname = @name 
        fetch userobj_cursor into @name     
end 
close userobj_cursor

Version store

SQL Server 2005 provides a row versioning framework that is used to implement new and existing features. Currently, the following features use row versioning framework. For more information about the following features, see SQL Server Books Online.

Triggers

MARS

Online index

Row versioning-based isolation levels: requires setting an option at database level

Row versions are shared across sessions. The creator of the row version has no control over when the row version can be reclaimed. You will need to find and then possibly kill the longest running transaction that is preventing the row version cleanup.

The following query returns the top two longest running transactions that depend on the versions in the version store.

select top 2  
    transaction_id,  
    transaction_sequence_num,  
    elapsed_time_seconds  
from sys.dm_tran_active_snapshot_database_transactions 
order by elapsed_time_seconds DESC

Here is a sample output that shows that a transaction with XSN 3 and Transaction ID 8609 has been active for 6523 seconds.

transaction_id       transaction_sequence_num elapsed_time_seconds 
-------------------- ------------------------ -------------------- 
8609                 3                        6523 
20156                25