Financial Services - Financial Markets

   
Overview

Microsoft for Financial Markets

Microsoft solutions for financial markets and securities focus on improving operational efficiency and developing innovative products and services—all within the frameworks of existing systems and business processes.

In the financial markets/securities industry, Microsoft provides:

  • Familiar Microsoft products that help employees monitor, optimize, and work collaboratively with new and existing business processes.
  • A rich partner ecosystem, for best-of-breed solutions, tools, support, services, and outsourcing.
  • The ability to interoperate within existing systems, which minimizes service disruption.
  • Rich options for security, authentication, transaction processing, and workflow services, which improve operations.

New Case Studies

Case study: Equiniti
case study Share Registrar Reduces Web Site Updates from Days to Minutes
Read Case Study >
Case study: London Stock Exchange
case study London Stock Exchange Streamlines Primary Account Managers’ Work and Improves Customer Service with Web-based Dashboard
Read Case Study >

 

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Solutions

Solutions

Microsoft believes in delivering products and technologies that help companies achieve a competitive edge. Through a combination of technology and industry partners, we create solutions that inspire innovation, streamline operations, and improve the customer experience.

Institutional Client Platform (ICP)
Reflecting a drive to bring together disparate systems, the Institutional Client Platform (ICP) is for buy- and sell-side firms that want to integrate instant messaging (IM), e-mail and the trader's turret technology.

Read the article from SecuritiesIndustry.com >

Enterprise risk management and compliance
Risk management and compliance focuses on delivering solutions that help enable financial organizations to align their information technology (IT) and business processes to meet risk and compliance requirements, achieve greater operational efficiency, and improve customer satisfaction. Microsoft and its partners also enable companies to integrate information spread across disparate systems for a holistic view of the company, thus empowering employees to identify and share best risk management and compliance practices.

Read more about Enterprise risk management and compliance (US) >

Advisor platforms
Advisor platforms enable financial advisors to work more effectively and efficiently across information sources and distribution channels to better service clients. By integrating systems, advisors gain a rounded view of the customer, along with a greater ability to cross-sell products. With integrated platforms, financial advisors have more time with customers because they have fewer administrative burdens. This approach begins with enhanced tools for client prospecting and spans every aspect of ongoing relationship management.

Read more about the advisor platforms >

Investment management
The focus on investment management is designed to meet the needs of institutional investors, brokers, dealers, and corporate treasuries by providing partner-led solutions in capital markets. Customers ranging from hedge funds and corporate treasuries to exchanges can benefit from the use of Microsoft-based solutions in their front, middle, and back offices.

  • Investment analytics: Provides an opportunity for trade and investment houses to reduce unnecessary human interaction during the trade cycle while recognizing and taking advantage of trends spotted in real-time streaming data. It provides both an entry-level opportunity for customers who wish to enter the electronic trading floor and an upgrade opportunity for those who need to modernize their current investment management.
  • Trade compliance: Helping investors achieve best execution, best pricing, and compliance with existing and future regulation frameworks by designing the framework for a comprehensive electronic trade compliance system which streamlines compliance with the many regulations that exist, especially focusing on the two largest: RegNMS and MiFID.
  • Investment services: Supporting the trade life cycle, this solution concentrates on those services that brokers, analysts, and investment advisors use to make decisions, evaluate markets, and recommend products. There is a heavy focus on Excel Services along with market data management, streaming real-time quoting systems, and middle and back office settlement systems.

Solution Partners

Solution Partners

Our partners use their deep industry knowledge to build and deploy solutions that fit your business needs.


Find an Financial Markets Solution Partner

Microsoft Dynamics partners for capital markets

Microsoft Dynamics CRM can help your financial institution by working the way your people do. Microsoft CRM provides holistic client information by pulling it from disparate data sources and then delivering it to users through intuitive prospecting and customer relationship management (CRM) tools that are natural extensions of Microsoft Office system applications, such as Microsoft Office Outlook. By giving your customer-facing advisors and representatives access to the right information at the right time, Microsoft CRM provides better customer insight, enables improved customer service, and helps your organization attract and retain clients more profitably than your competitors.

Read more about Microsoft Dynamics for financial services (US) >

Case Studies

Case Studies

Case study: Equiniti
case study Share Registrar Reduces Web Site Updates from Days to Minutes
Read Case Study >
Case study: London Stock Exchange
case study Trading on Information: Major Stock Exchange Streamlines Primary Account Managers’ Work, Improves Customer Service with Web-based Dashboard
Read Case Study >
Case study: London Stock Exchange
case study London Stock Exchange Cuts Information Dissemination Time from 30 to 2 Milliseconds
Read Case Study >
Case study: Voca
case study Cost-effective delivery and easy management of applications across multi-site operations
Read Case Study >
Further Resources

Further Resources

Office Solution showcase
Find out how leading companies are solving business critical problems using Microsoft Office System

MSDN Industry Centre – Capital Markets
Technical resources for IT professionals involved in specifying, deploying or maintaining IT solutions for capital markets/securities industries.

Capital markets/securities industry events and webcasts (US)
US events and downloadable webcasts for banking industry.

Microsoft Whitepapers

Microsoft Dynamics CRM
Microsoft Dynamics CRM Microsoft Dynamics CRM - CRM for Financial Institutes
Download PDF (592KB)

Enterprise Briefing Centre
Microsoft’s Executive Briefing Centres in London and Reading are available for our Enterprise customers to ask questions, explore IT strategy and build relationships with Microsoft executives and business experts. These executive briefings are designed to help you create an IT roadmap for the future – and to ensure that you achieve maximum potential from your Microsoft technology investments. Download the PDF below or contact your Microsoft account manager.

Microsoft Executive Briefing Centre
Microsoft in Financial Services Microsoft Executive Briefing Centre: Empowering your enterprise to excel
Download PDF (253KB)



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